David FalkCRD Number: 1036828
Current Firm: Securities America Advisors, Inc.
David Falk (CRD# 1036828) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Jamestown, ND and has over 35 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
Investment Centers Of America, Inc.
|Securities America Advisors||Jamestown, ND||Oct 2015 - Current||1|
|Securities America Inc.||Jamestown, ND||Oct 2015 - Current||1|
|Axa Advisors, LLC||New York, NY||Sep 1999 - Oct 2015||16|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1982|
|S65||NASAA Investment Advisors Law Examination||Oct 1999|
Total Assets Under Management13,433MILLIONS
Total Number of Accounts92,356ACCOUNTS
Average Account Value$145,443
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV