Hans Auer, financial advisor Jamestown NY

Hans Auer

CRD Number: 4146223
Current Firm: Ubs Financial Services Inc.

Hans Auer (CRD# 4146223) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Jamestown, NY and has over 23 years of experience in the finance industry.

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Company Name Location Dates Years
Ubs Financial Services Inc. Erie, PA Jan 2009 - Current 15
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2000
Contact Info for Hans P. Auer
Phone Number: 201-352-3000
Registered State(s):
  • NY
  • TX
By the Numbers
  • Total Assets Under Management
    600,809
    MILLIONS
  • Total Number of Accounts
    1,077,471
    ACCOUNTS
  • Average Account Value
    $557,610
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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