Richard WightCRD Number: 1325894
Current Firm: Ubs Financial Services Inc.
Richard Wight (CRD# 1325894) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Jamestown, NY and has over 32 years of experience in the finance industry.
Next Financial Group, Inc.
Northwest Advisors, Inc.
Park Avenue Securities LLC
|Ubs Financial Services Inc.||Jamestown, NY||Jan 2009 - Current||8|
|Merrill Lynch, Pierce, Fenner & Smith Inc.||Jamestown, NY||Nov 2001 - Jan 2009||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1985|
|S65||NASAA Investment Advisors Law Examination||Sep 1992|
Total Assets Under Management358,253MILLIONS
Total Number of Accounts860,383ACCOUNTS
Average Account Value$416,388
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV