Thomas Ferrell (CRD# 3162838) is an Investment Advisor Representative working at Steward Partners Investment Solutions, LLC in Jasper, AL and has over 25 years of experience in the finance industry. Thomas Ferrell has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6073545
Edward Jones
CRD# 2463007
Raymond James & Associates, Inc.
CRD# 5481268
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Steward Partners Investment Advisory, LLC | Jasper, AL | Apr 2024 - Current | < 1 |
| Steward Partners Investment Solutions, LLC | Jasper, AL | Jan 2023 - Current | 1 |
| H.l. Wiginton Capital Management, LLC | Jasper, AL | Jan 2023 - Current | 1 |
| Cambridge Investment Research Advisors, Inc. | Fairfield, IA | Dec 2022 - Jan 2023 | < 1 |
| Cambridge Investment Research, Inc. | Fairfield, IA | Dec 2022 - Jan 2023 | < 1 |
| Cantella & Company, Inc. | Malden, MA | Dec 2022 - Jan 2023 | < 1 |
| Cantella & Company, Inc. | Boston, MA | Jun 2017 - Dec 2022 | 5 |
| Unemployed | Jasper, AL | Jun 2016 - Jun 2017 | 1 |
| American General Life Insurance | Woodland Hills, CA | Jun 2015 - Jun 2016 | 1 |
| Aig Capital Services, Inc. | Woodland Hills, CA | Jun 2015 - Jun 2016 | 1 |
| Wells Fargo Advisors LLC | Charlotte, NC | May 2009 - Jun 2015 | 6 |
| Wells Fargo Insurance Group | Birmingham, AL | Apr 2005 - Jun 2015 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Dec 1998 |
| S65 | NASAA Investment Advisors Law Examination | Jun 2017 |
- AL
- TX
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Total Assets Under Management991MILLIONS
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Total Number of Accounts2,712ACCOUNTS
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Average Account Value$365,369
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
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