David Pleiss, financial advisor Jasper IN
93 score

David Pleiss

CRD Number: 4575716
Current Firm: Lpl Financial LLC

David Pleiss (CRD# 4575716) is an Investment Advisor Representative working at Lpl Financial LLC in Jasper, IN and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial, LLC Jasper, IN Jan 2012 - Current 4
German American Financial Advisors Jasper, IN Jan 2012 - Current 4
Allianz Life Financial Services LLC Minneapolis, MN Aug 2010 - Dec 2011 1
Personalized Brokerage Services Topeka, KS Apr 2008 - Dec 2011 3
Questar Asset Management Minneapolis, MN May 2008 - Sep 2010 2
Questar Capital Corp Minneapolis, MN Apr 2008 - Sep 2010 2
Unemployed Topeka, KS Feb 2008 - Apr 2008 < 1
Invest Financial Corporation Tampa, FL Nov 2005 - Jan 2008 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2003
Contact Info for David W. Pleiss
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • IN
By the Numbers
  • Total Assets Under Management
    112,086
    MILLIONS
  • Total Number of Accounts
    531,091
    ACCOUNTS
  • Average Account Value
    $211,049
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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