Frederick Mattingly, financial advisor Jasper IN

Frederick Mattingly

CRD Number: 4334257
Current Firm: Lpl Financial LLC

Frederick Mattingly (CRD# 4334257) is an Investment Advisor Representative working at Lpl Financial LLC in Jasper, IN and has over 23 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial, LLC Jasper, IN Oct 2009 - Current 14
Germain American Bank Jasper, IN Aug 1995 - Current 28
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2001
S66 NASAA Uniform Combined State Law Examination May 2002
Contact Info for Frederick G. Mattingly
Phone Number: 704-733-3300
Registered State(s):
  • IN
By the Numbers
  • Total Assets Under Management
    368,019
    MILLIONS
  • Total Number of Accounts
    1,688,501
    ACCOUNTS
  • Average Account Value
    $217,956
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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