Christopher Finney (CRD# 5056519) is an Investment Advisor Representative working at Lpl Financial LLC in Jefferson, NC and has over 17 years of experience in the finance industry.
CRD# 4420979
Osaic Wealth, Inc.
CRD# 4752027
Allen Wealth Management, LLC
CRD# 2892227
Raymond James Financial Services Advisors, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Jefferson, NC | Mar 2018 - Current | 6 |
| First National Bank Of Pa | Boone, NC | Mar 2017 - Mar 2018 | 1 |
| Cetera Investment Services Lcc | St.cloud, MN | Mar 2017 - Mar 2018 | 1 |
| Cetera Investment Advisors | Boone, NC | Mar 2017 - Mar 2018 | 1 |
| Yadkin Valley Bank And Trust | Boone, NC | Jan 2014 - Mar 2017 | 3 |
| Securities America, Inc. | Boone, NC | Jan 2014 - Mar 2017 | 3 |
| Securities America Advisors, Inc. | Boone, NC | Jan 2014 - Mar 2017 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 2006 |
| S65 | NASAA Investment Advisors Law Examination | May 2007 |
- NC
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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