Christopher FinneyCRD Number: 5056519
Current Firm: Lpl Financial LLC
Christopher Finney (CRD# 5056519) is an Investment Advisor Representative working at Lpl Financial LLC in Jefferson, NC and has over 15 years of experience in the finance industry.
Allen Wealth Management, LLC
Raymond James Financial Services Advisors, Inc.
Lpl Financial LLC
|Lpl Financial LLC||Jefferson, NC||Mar 2018 - Current||3|
|First National Bank Of Pa||Boone, NC||Mar 2017 - Mar 2018||1|
|Cetera Investment Services Lcc||St.cloud, MN||Mar 2017 - Mar 2018||1|
|Cetera Investment Advisors||Boone, NC||Mar 2017 - Mar 2018||1|
|Yadkin Valley Bank And Trust||Boone, NC||Jan 2014 - Mar 2017||3|
|Securities America, Inc.||Boone, NC||Jan 2014 - Mar 2017||3|
|Securities America Advisors, Inc.||Boone, NC||Jan 2014 - Mar 2017||3|
|Wells Fargo Advisors LLC||Wilkesboro, NC||Mar 2011 - Dec 2013||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2006|
|S65||NASAA Investment Advisors Law Examination||May 2007|
Total Assets Under Management268,834MILLIONS
Total Number of Accounts1,055,189ACCOUNTS
Average Account Value$254,773
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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