Phyllis Spears, financial advisor Jeffersonville IN
93 score

Phyllis Spears

CRD Number: 2984166
Current Firm: Invest Financial Corporation

Phyllis Spears (CRD# 2984166) is an Investment Advisor Representative working at Invest Financial Corporation in Jeffersonville, IN and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
L&n Fcu Jeffersonville, IN Jan 2016 - Current < 1
Invest Financial Corp. Tamp, FL Jan 2016 - Current < 1
J.p. Morgan Securities LLC Jeffersonville, IN Oct 2012 - Jan 2016 3
Chase Investment Services Corp. Chicago, IL Jul 2005 - Oct 2012 7
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 1998
Contact Info for Phyllis R. Spears
Phone Number: (813) 880-5300
Registered State(s):
  • FL
  • IN
  • KY
  • MI
By the Numbers
  • Total Assets Under Management
    4,432
    MILLIONS
  • Total Number of Accounts
    31,513
    ACCOUNTS
  • Average Account Value
    $140,649
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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