Michael Schwartz, financial advisor Jenkintown PA
78 score

Michael Schwartz

CRD Number: 1241969
Current Firm: Independent Financial Group, LLC
Michael Schwartz (CRD# 1241969) is an Investment Advisor Representative working at Independent Financial Group, LLC in San Diego, CA and has over 30 years of experience in the finance industry.
CONTACT
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Professional Designations
Company Name Location Dates Years
Independent Financial Group Jenkintown, PA Sep 2013 - Current 3
First Allied Advisory Services, Inc. Jenkintown, PA Jul 2012 - Current 4
First Allied Advisory Services, Inc. Jenkintown, PA May 2012 - Current 4
First Allied Securities, Inc. San Diego, CA Dec 2007 - Current 9
Next Financial Group, Inc. Jenkintown, PA Jan 2005 - Current 11
Exam Code Name Passed Date
S6 Investment Company and Variable Contracts Products Representative Examination (IR) Jun 1982
S62 Corporate Securities Representative Examination (CS) Jan 1983
S24 General Securities Principal Examination (GP) Mar 1984
S26 Investment Company and Variable Contracts Products Principal Examination (IP) May 1984
S63 Uniform Securities State Law Examination Nov 1985
S65 NASAA Investment Advisors Law Examination Sep 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Michael L. Schwartz
Phone Number: (215) 886-2122
Advisor Website: www.schwartzfinancial.com
Firm Website: https://www.ifgsd.com
Registered State(s):
  • PA
  • TX
  • DE
  • CA
  • MD
  • NJ
  • OH
  • MA
By the Numbers
  • Total Assets Under Management
    1,856
    MILLIONS
  • Total Number of Accounts
    9,804
    ACCOUNTS
  • Average Account Value
    $189,301
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
78
Verified Page
Data verified by both the advisor and the public regulatory data.

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