Randolph RocksCRD Number: 1098888
Current Firm: Independent Financial Partners
Randolph Rocks (CRD# 1098888) is an Investment Advisor Representative working at Independent Financial Partners in Jensen Beach, FL and has over 21 years of experience in the finance industry.
Slatestone Wealth LLC
Lpl Financial LLC
|Independent Financial Partners||Jensen Beach, FL||Apr 2016 - Current||2|
|Lpl Financial LLC||Jensen Beach, FL||Apr 2016 - Current||2|
|Rocks Financial Group, Inc.||Jensen Beach, FL||Oct 2006 - Current||11|
|Mml Investors Services, Inc.||Stuart, FL||Apr 2009 - Apr 2016||7|
|Massmutual Life Insurance Comapny||Stuart, FL||Jan 2009 - Apr 2016||7|
|Securities America, Inc.||Boca Raton, FL||Feb 2007 - Apr 2009||2|
|Securities America Advisors Inc.||Boca Raton, FL||Feb 2006 - Apr 2009||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1997|
|S65||NASAA Investment Advisors Law Examination||Jun 1999|
Total Assets Under Management5,298MILLIONS
Total Number of Accounts30,260ACCOUNTS
Average Account Value$175,078
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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