Diana Romeo, financial advisor Jericho NY
90 score

Diana Romeo

CRD Number: 6153004
Current Firm: Ernst & Young Investment Advisers LLP

Diana Romeo (CRD# 6153004) is an Investment Advisor Representative working at Ernst & Young Investment Advisers LLP in Jericho, NY and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Ernst & Young Investment Adviser LLP Jericho, NY Oct 2007 - Current 9
Ernst & Young New York, NY Oct 2006 - Sep 2007 < 1
St. John's University Jamaica, NY Nov 2002 - Oct 2006 3
Deloitte New York, NY Jun 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination May 2013
Contact Info for Diana M. Romeo
Phone Number: 800-273-0588
Firm Website: http://www.ey.com
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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