Herbert HoffmanCRD Number: 857269
Current Firm: Ubs Financial Services Inc.
Herbert Hoffman (CRD# 857269) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Jericho, NY and has over 31 years of experience in the finance industry.
Park Avenue Securities LLC
Cetera Advisor Networks LLC
American Portfolios Advisors, Inc.
|Ubs Financial Services Inc.||Jericho, NY||Jul 2015 - Current||7|
|Ubs Financial Services Inc.||Manhasset, NY||Sep 2004 - Jul 2015||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1991|
|S65||NASAA Investment Advisors Law Examination||May 2017|
Total Assets Under Management692,292MILLIONS
Total Number of Accounts1,073,865ACCOUNTS
Average Account Value$644,673
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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