John Larocca, financial advisor Jericho NY
90 score

John Larocca

CRD Number: 5883426
Current Firm: Morgan Stanley

John Larocca (CRD# 5883426) is an Investment Advisor Representative working at Morgan Stanley in Jericho, NY and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Private Bank, National Association New York, NY Aug 2015 - Current 1
Morgan Stanley Jericho, NY Jul 2015 - Current 1
Bank Of America, N.a. Melville, NY Jan 2013 - Jul 2015 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated Melville, NY Dec 2012 - Jul 2015 2
Unemployed Commack, NY Mar 2012 - Dec 2012 < 1
First Empire Securties, Inc. Hauppauge, NY Apr 2011 - Mar 2012 < 1
Unemployed Commack, NY Jan 2010 - Jan 2011 1
Aceto Corporation Lake Success, NY Mar 1981 - Jan 2010 28
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2011
S65 NASAA Investment Advisors Law Examination Feb 2013
Contact Info for John J. Larocca
Phone Number: 914-225-5510
Registered State(s):
  • CT
  • TX
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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