William Prendergast, financial advisor Johnson City TN
93 score

William Prendergast

CRD Number: 1059990
Current Firm: Capital Asset Advisory Services, LLC

William Prendergast (CRD# 1059990) is an Investment Advisor Representative working at Capital Asset Advisory Services, LLC in Johnson City, TN and has over 12 years of experience in the finance industry.

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Company Name Location Dates Years
Redhawk Wealth Advisors, Inc. Minneapolis, MN Jul 2015 - Current 1
Capital Asset Advisory Services, LLC Haslett, MI Dec 2012 - Current 4
Prendergast Financial Svcs Elizabethton, TN Jan 2006 - Current 10
Prendergast Insurance Elizabethton, TN Feb 1999 - Current 17
J P Turner & Company LLC Johnson City, TN Nov 2012 - Nov 2012 < 1
Brokers International Financial Services LLC Panora, IA Jul 2012 - Nov 2012 < 1
Questar Capital Corporation Minneapolis, MN Mar 2009 - Jun 2012 3
Questar Asset Management Minneapolis, MN Mar 2009 - Jun 2012 3
Allstate Insurance Company Johnson City, TN Jul 2008 - Mar 2009 < 1
Brokers Int'l Fin. Serv., LLC Panama, IA Jan 2008 - Jul 2008 < 1
Johnson City Wofford Bros.inc. Johnson City, TN Apr 2008 - Jun 2008 < 1
Envision Investment Advisors Omaha, NE Apr 2007 - Jan 2008 < 1
1717 Capital Management Co Newark, DE Oct 2006 - Apr 2007 < 1
Nationwide Life Insurance Co Little Rock, AR Aug 2006 - Apr 2007 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2004
S66 NASAA Uniform Combined State Law Examination Sep 2004
Contact Info for William D. Prendergast
Phone Number: 517-339-7662
Registered State(s):
  • TN
By the Numbers
  • Total Assets Under Management
    1,122
    MILLIONS
  • Total Number of Accounts
    10,016
    ACCOUNTS
  • Average Account Value
    $111,979
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, NC, ND, NH, NJ, NV, NY, OH, PA, SC, TN, TX, UT, VA, WA, WI

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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