James Kelleher, financial advisor Johnston RI

James Kelleher

CRD Number: 1744452
Current Firm: Citizens Investment Services

James Kelleher (CRD# 1744452) is an Investment Advisor Representative working at Citizens Investment Services in Johnston, RI and has over 33 years of experience in the finance industry.

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Company Name Location Dates Years
Citizens Securities Inc. Medford, MA Jun 2021 - Current < 1
Citizens Bank, N.a. Boston, MA Jan 2020 - Jun 2021 1
Citizens Securities, Inc. Canton, MA Jan 2020 - Jun 2021 1
Arthur W. Wood Company, Inc. Boston, MA Jul 2009 - Jan 2020 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1987
S66 NASAA Uniform Combined State Law Examination Jun 2017
Contact Info for James W. Kelleher
Phone Number: 1-800-942-8300
Registered State(s):
  • CT
  • DE
  • MI
  • NH
  • OH
  • PA
  • RI
  • VT
By the Numbers
  • Total Assets Under Management
    6,569
    MILLIONS
  • Total Number of Accounts
    40,577
    ACCOUNTS
  • Average Account Value
    $161,894
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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