Brandie MulliganCRD Number: 5046632
Current Firm: Wells Fargo Clearing Services, LLC
Brandie Mulligan (CRD# 5046632) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Johnstown, NY and has over 13 years of experience in the finance industry.
Del-sette Capital Management, LLC
Fenimore Asset Management, Inc.
Alphastar Capital Management, LLC
|Wells Fargo Clearing Services LLC||Johnstown, NY||Apr 2019 - Current||2|
|Bank Of America, N.a.||Latham, NY||Jan 2019 - Apr 2019||< 1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Latham, NY||May 2006 - Apr 2019||12|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management568,760MILLIONS
Total Number of Accounts1,434,300ACCOUNTS
Average Account Value$396,542
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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