William HargreavesCRD Number: 3151341
Current Firm: Morgan Stanley
William Hargreaves (CRD# 3151341) is an Investment Advisor Representative working at Morgan Stanley in Johnstown, PA and has over 17 years of experience in the finance industry.
Cadaret Grant & Co Inc.
Principal Securities, Inc.
|Morgan Stanley Private Bank, National Association||New York, NY||Jan 2015 - Current||2|
|Morgan Stanley Smith Barney||Johnstown, PA||Jul 2011 - Current||5|
|Wachovia Securities, LLC||St. Louis, MO||Jun 2008 - Current||8|
|Wachovia Securities, LLC||Richmond, VA||Jan 2005 - Jun 2008||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2000|
|S65||NASAA Investment Advisors Law Examination||Oct 2011|
Total Assets Under Management535,890MILLIONS
Total Number of Accounts1,563,538ACCOUNTS
Average Account Value$342,742
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV