Malcolm Peeler, financial advisor Jonesboro AR
93 score

Malcolm Peeler

CRD Number: 1030672
Current Firm: Stephens

Malcolm Peeler (CRD# 1030672) is an Investment Advisor Representative working at Stephens in Jonesboro, AR and has over 34 years of experience in the finance industry.

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Company Name Location Dates Years
Stephens Inc. Jonesboro, AR Aug 2008 - Current 8
Wachovia Securities, LLC Jonesboro, AR Jan 2008 - Aug 2008 < 1
Wachovia Securities, LLC Jonesboro, AR Jan 2008 - Aug 2008 < 1
A. G. Edwards & Sons, Inc. Jonesboro, AR Dec 1981 - Jan 2008 26
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1982
S65 NASAA Investment Advisors Law Examination May 2001
Contact Info for Malcolm A. Peeler
Phone Number: 501-377-2000
Firm Website: http://stephens.com/
Registered State(s):
  • AR
  • TX
By the Numbers
  • Total Assets Under Management
    6,643
    MILLIONS
  • Total Number of Accounts
    9,625
    ACCOUNTS
  • Average Account Value
    $690,163
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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