Lana CoxCRD Number: 5958096
Current Firm: Edward Jones
Lana Cox (CRD# 5958096) is an Investment Advisor Representative working at Edward Jones in Jonestown, TX and has over 5 years of experience in the finance industry.
C.m.bidwell & Associates Ltd
Wall Street Financial Group, Inc.
Afam Capital, Inc.
|Edward Jones||St Louis, MO||Jul 2011 - Current||6|
|Security State Bank & Trust||Lago Vista, TX||Aug 2007 - Jul 2011||3|
|Nsa-juice Plus||Marble Falls, TX||Jun 2006 - Jun 2011||5|
|Thirty One||Marble Falls, TX||Apr 2010 - Mar 2011||< 1|
|Galloway Insurance||Burnet, TX||Jul 2007 - Aug 2007||< 1|
|Security State Bank & Trust||Lago Vista, TX||Dec 2002 - Jul 2007||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management140,424MILLIONS
Total Number of Accounts777,048ACCOUNTS
Average Account Value$180,715
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV