Joseph Dailey, financial advisor Valley Cottage NY

Joseph Dailey

CRD Number: 5296287
Current Firm: J.p. Morgan Securities LLC

Joseph Dailey (CRD# 5296287) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Valley Cottage, NY and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Carter James Properties LLC Palm Beach, FL Dec 2021 - Current 2
Carter James Properties LLC New Windsor, NY Nov 2021 - Current 2
Jp Morgan Chase Bank, N.a. Nyack, NY Oct 2021 - Current 2
J.p. Morgan Securities LLC Nyack, NY Oct 2021 - Current 2
Carter James Properties LLC Palm Beach Gardens, FL Jan 2021 - Current 3
Carter James Properties LLC Middletown, NY Aug 2022 - Nov 2023 1
Bank Of America, N.a. West Palm Beach, FL Jul 2016 - Oct 2021 5
Merrill Lynch, Pierce, Fenner & Smith Incorporated West Palm Beach, FL Jul 2016 - Oct 2021 5
Wells Fargo Advisors, LLC West Palm Beach, FL Oct 2014 - Jul 2016 1
J.p. Morgan Securities LLC Jupiter, FL Oct 2012 - Oct 2014 2
Jp Morgan Chase Na White Plains, NY Feb 2007 - Oct 2014 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2007
S66 NASAA Uniform Combined State Law Examination Nov 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Joseph S. Dailey
Phone Number: 800-999-2000
Registered State(s):
  • NY
  • TX
By the Numbers
  • Total Assets Under Management
    212,929
    MILLIONS
  • Total Number of Accounts
    982,795
    ACCOUNTS
  • Average Account Value
    $216,656
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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