Roy Wiley (CRD# 1052166) is an Investment Advisor Representative working at Smartplan Investing in Juno Beach, FL and has over 41 years of experience in the finance industry.
CRD# 1690782
J.p. Morgan Securities LLC
CRD# 5870573
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2650834
Convergence Investment Partners, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Financial Planning Counselors, Inc. Dba Smartplan Investing | Jupiter, FL | Jan 2010 - Current | 14 |
| Covenant Financial & Tax, Inc. Dba Smartplan Financial Services | Jupiter, FL | Jun 1994 - Current | 29 |
| Roy E. Wiley, Cpa | Jupiter, FL | Feb 1992 - Current | 32 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 1982 |
| S66 | NASAA Uniform Combined State Law Examination | Sep 2005 |
- FL
-
Total Assets Under Management0MILLIONS
-
Total Number of Accounts0ACCOUNTS
-
Average Account Value$0
- Other
- Financial planning services
- Educational seminars/workshops
- Other
FL, GA
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