Brian Thomas, financial advisor Kahului HI
93 score

Brian Thomas

CRD Number: 3108812
Current Firm: Fsc Securities Corporation

Brian Thomas (CRD# 3108812) is an Investment Advisor Representative working at Fsc Securities Corporation in Kahului, HI and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Southland Equity Partners Kahului, HI Sep 2014 - Current 2
Fsc Securities Corporation Makawao, HI Aug 2003 - Current 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1998
S65 NASAA Investment Advisors Law Examination Oct 1998
Contact Info for Brian S. Thomas
Phone Number: 1-800-547-2382
Firm Website: http://www.fscorp.com
Registered State(s):
  • CA
  • CO
  • HI
  • WA
  • FL
By the Numbers
  • Total Assets Under Management
    5,630
    MILLIONS
  • Total Number of Accounts
    24,779
    ACCOUNTS
  • Average Account Value
    $227,192
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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