Curtis Otsuka, financial advisor Kahului HI
81 score

Curtis Otsuka

CRD Number: 1106592
Current Firm: Morgan Stanley

Curtis Otsuka (CRD# 1106592) is an Investment Advisor Representative working at Morgan Stanley in Kahului, HI and has over 33 years of experience in the finance industry.

Similar Advisors
Janis Casco, financial advisor Kahului HI
Janis D. Casco
CRD# 4057796
Lpl Financial LLC
Score
96
Similar Advisors
Jarrett Imamura, financial advisor Kahului HI
Jarrett S. Imamura
CRD# 3036591
Lpl Financial LLC
Score
96
Similar Advisors
Chiehfu Lu, financial advisor Kahului HI
Chiehfu Lu
CRD# 3200991
Bancwest Investment Services, Inc. (bwis) And Bwis D/b/a Fhis
Score
96
Company Name Location Dates Years
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Current 1
Morgan Stanley Kahului, HI Nov 2013 - Current 3
First Allied Advisory Services, Inc. Wailuku, HI Jul 2012 - Nov 2013 1
First Allied Advisory Services, Inc. Chesterfield, MO Jul 2012 - Nov 2013 1
First Allied Securities, Inc. Wailuku, HI Apr 1999 - Nov 2013 14
Manufacturers Life Ins. Company Honolulu, HI Nov 1987 - Nov 2013 26
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1983
S65 NASAA Investment Advisors Law Examination Jun 1993
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Curtis M. Otsuka
Phone Number: 914-225-5510
Registered State(s):
  • HI
  • TX
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Curtis Otsuka and other advisors.
BADGES
81

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.