Douglas Houtz, financial advisor Kalispell MT
83 score

Douglas Houtz

CRD Number: 1934295
Current Firm: Stifel, Nicolaus & Company, Incorporated

Douglas Houtz (CRD# 1934295) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Kalispell, MT and has over 27 years of experience in the finance industry.

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Company Name Location Dates Years
Stifel Nicolaus & Co Inc. Kalispell, MT Nov 2010 - Current 6
Morgan Stanley Smith Barney Kalispell, MT Jun 2009 - Nov 2010 1
Citigroup Global Markets Inc. Kalispell, MT May 1999 - Nov 2010 11
American Investment Services E Peoria, IL Sep 1995 - Oct 2007 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1989
S65 NASAA Investment Advisors Law Examination May 2001
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Douglas C. Houtz
Phone Number: 314-342-2000
Firm Website: http://www.stifel.com
Registered State(s):
  • MT
By the Numbers
  • Total Assets Under Management
    38,401
    MILLIONS
  • Total Number of Accounts
    115,441
    ACCOUNTS
  • Average Account Value
    $332,650
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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