Terry NordmeyerCRD Number: 1380256
Current Firm: Royal Alliance Associates, Inc.
Terry Nordmeyer (CRD# 1380256) is an Investment Advisor Representative working at Royal Alliance Associates, Inc. in Kankakee, IL and has over 25 years of experience in the finance industry.
Raymond James Financial Services Advisors, Inc.
Smart Choice Financial Planning, Inc.
Northwestern Mutual Investment Services,llc
|Royal Alliance||Kankakee, IL||Mar 2012 - Current||5|
|Independent Financial Group||San Diego, CA||Jan 2011 - Feb 2012||1|
|Mml Investors Services, Inc.||Chicago, IL||Apr 2003 - Dec 2010||7|
|Massmutual Financial Group||Springfield, MA||Mar 2003 - Dec 2010||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1992|
|S65||NASAA Investment Advisors Law Examination||Apr 2004|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management4,629MILLIONS
Total Number of Accounts19,113ACCOUNTS
Average Account Value$242,202
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV