Austin Drake, financial advisor Kansas City MO

Austin Drake

CRD Number: 6365082
Current Firm: Sterneck Capital Management LLC

Austin Drake (CRD# 6365082) is an Investment Advisor Representative working at Sterneck Capital Management LLC in Kansas City, MO and has over 5 years of experience in the finance industry. Austin Drake has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Sterneck Capital Management, LLC Kansas City Mo 64108, MO Dec 2018 - Current 2
Fbr Capital Markets & Company Los Angeles, CA Nov 2017 - Dec 2018 1
B. Riley & Company, LLC Los Angeles, CA Jun 2014 - Nov 2017 3
Unemployed Topeka, KS May 2014 - Jun 2014 < 1
University Of Kansas Lawrence, KS Aug 2010 - May 2014 3
B. Riley & Company, LLC Los Angeles, CA Dec 2013 - Jan 2014 < 1
Sterneck Capital Management Kansas City, MO Dec 2012 - Sep 2013 < 1
Renaissance Financial Kansas City, KS Aug 2012 - Dec 2012 < 1
Hoover Materials Handling Group Houston, TX May 2012 - Aug 2012 < 1
Rezolve Group Lawrence, KS Dec 2011 - May 2012 < 1
Shawnee Country Club Topeka, KS May 2011 - Aug 2011 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2015
S66 NASAA Uniform Combined State Law Examination Apr 2019
Contact Info for Austin L. Drake
Phone Number: 816-531-2254
Registered State(s):
  • MO
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States


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