Cindy Ellis, financial advisor Kansas City MO
93 score

Cindy Ellis

CRD Number: 1987181
Current Firm: Commerce Brokerage Services, Inc.

Cindy Ellis (CRD# 1987181) is an Investment Advisor Representative working at Commerce Brokerage Services, Inc. in Kansas City, MO and has over 21 years of experience in the finance industry.

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Company Name Location Dates Years
Commerce Brokerage Services, Inc. Kansas City, MO Jun 2009 - Current 7
Commerce Bank Kansas City, MO Mar 2008 - Jun 2009 1
Ubs Financial Services Inc. Leawood, KS Aug 2006 - Mar 2008 1
Piper Jaffray & Company Leawood, KS Aug 2004 - Aug 2006 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1995
S65 NASAA Investment Advisors Law Examination Jan 2003
Contact Info for Cindy L. Ellis
Phone Number: 314-746-8777
Registered State(s):
  • MO
By the Numbers
  • Total Assets Under Management
    346
    MILLIONS
  • Total Number of Accounts
    2,278
    ACCOUNTS
  • Average Account Value
    $152,043
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

AZ, CA, FL, IL, KS, MO, NM, OK, TX

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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