John FranklinCRD Number: 1430877
Current Firm: Lpl Financial LLC
John Franklin (CRD# 1430877) is an Investment Advisor Representative working at Lpl Financial LLC in Kansas City, MO and has over 31 years of experience in the finance industry.
|Lpl Financial LLC||Kansas City, MO||Nov 2010 - Current||6|
|V Wealth Management, LLC||Overland Park, KS||Jan 2011 - Feb 2012||1|
|Nrp Advisors, Inc.||Bryan, OH||Nov 2007 - Nov 2010||3|
|Nrp Financial, Inc`||Bryan, OH||Nov 2007 - Nov 2010||3|
|Rpcg, Inc.||Kansas City, MO||Aug 2005 - Nov 2007||2|
|Linsco Private Ledger||Overland Park, KS||Nov 2002 - Nov 2007||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1985|
|S65||NASAA Investment Advisors Law Examination||Apr 1994|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Customer Dispute
- Judgments / Liens
- Criminal Record
Total Assets Under Management112,086MILLIONS
Total Number of Accounts531,091ACCOUNTS
Average Account Value$211,049
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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