Joseph Sweeny, financial advisor Kansas City MO
96 score

Joseph Sweeny

CRD Number: 1222295
Current Firm: Tower Wealth Managers, Inc.

Joseph Sweeny (CRD# 1222295) is an Investment Advisor Representative working at Tower Wealth Managers, Inc. in Kansas City, MO and has over 32 years of experience in the finance industry. Joseph Sweeny has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Tower Wealth Managers, Inc. Kansas City, MO Jul 2007 - Current 9
Country Club Trust Company Shawnee Mission, KS Jan 2003 - Current 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1984
S65 NASAA Investment Advisors Law Examination Aug 2007
Contact Info for Joseph P. Sweeny
Phone Number: 816-751-4271
Registered State(s):
  • KS
  • TX
  • MO
By the Numbers
  • Total Assets Under Management
    1,251
    MILLIONS
  • Total Number of Accounts
    1,936
    ACCOUNTS
  • Average Account Value
    $645,942
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

KS, MO, TX

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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