Quincy Caldwell (CRD# 5583424) is an Investment Advisor Representative working at Empirikal Partners LLC in Phoenix, AZ and has over 13 years of experience in the finance industry.
CRD# 2794155
Aegis Wealth Partners, LLC
CRD# 4091287
Atlas Lifestyle Planning Group LLC
CRD# 5338348
Primerica Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Empirikal Partners LLC | Phoenix, AZ | Jan 2023 - Current | 1 |
| Financial Depot Llc; (dba) Financial Depot | Houston, TX | Jan 2015 - Current | 9 |
| 100 Black Men Of Metro Houston | Bellaire, TX | Sep 2013 - Current | 10 |
| Sole Proprietor Quincy Caldwell - Self Employed | Houston, TX | Jun 2011 - Current | 12 |
| Self Employed | Houston, TX | Aug 2010 - Current | 13 |
| Supreme Alliance LLC | Katy, TX | Oct 2020 - Jan 2023 | 2 |
| Planmember Securities Corporation | Carpinteria, CA | Oct 2013 - Oct 2018 | 5 |
| Caldwell Financial | Katy, TX | Sep 2014 - Jan 2015 | < 1 |
| Advisor Depot | Katy, TX | Sep 2014 - Jan 2015 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Sep 2010 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- TX
-
Total Assets Under Management35MILLIONS
-
Total Number of Accounts189ACCOUNTS
-
Average Account Value$185,688
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
AZ, CA, CO, FL, GA, MD, MS, NJ, NY, OK, TX, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.