James Newcombe, financial advisor Keene NH

James Newcombe

CRD Number: 1107733
Current Firm: Northwestern Mutual Investment Services,llc

James Newcombe (CRD# 1107733) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Keene, NH and has over 30 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current 8
Northwestern Mutual Investment Services, LLC Milwaukee, WI Jan 1983 - Current 41
Northwestern Mutual Life Insurance Company Milwaukee, WI Dec 1980 - Current 43
Northwestern Mutual Investment Services, LLC Keene, NH Nov 2010 - Mar 2016 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1993
S65 NASAA Investment Advisors Law Examination Dec 1999
Contact Info for James E. Newcombe
Phone Number: 866-664-7737
Registered State(s):
  • NH
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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