Kay Barcus, financial advisor Kenedy TX
93 score

Kay Barcus

CRD Number: 1135686
Current Firm: Oppenheimer & Company Inc.

Kay Barcus (CRD# 1135686) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Kenedy, TX and has over 27 years of experience in the finance industry.

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Company Name Location Dates Years
Oppenheimer & Company Inc. Houston, TX Jun 2009 - Current 8
Morgan Stanley Smith Barney Houston, TX Jun 2009 - Jun 2009 < 1
Citigroup Global Markets Inc. Houston, TX Jun 2003 - Jun 2009 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1990
S65 NASAA Investment Advisors Law Examination Jan 1998
Contact Info for Kay L. Barcus
Phone Number: 212-668-8000
Firm Website: http://www.opco.com
Registered State(s):
  • LA
  • TX
By the Numbers
  • Total Assets Under Management
    9,080
    MILLIONS
  • Total Number of Accounts
    19,246
    ACCOUNTS
  • Average Account Value
    $471,802
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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