Niles Gale (CRD# 5697722) is an Investment Advisor Representative working at Ameriprise Financial Services, LLC in Kennewick, WA and has over 14 years of experience in the finance industry.
CRD# 6113667
Lpl Financial LLC
CRD# 4524182
Cwm, LLC
CRD# 2908774
Commonwealth Financial Network
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ameriprise Financial Services, LLC | Kennewick, WA | Nov 2023 - Current | < 1 |
| Rbc Capital Markets, LLC | Richland, WA | Oct 2019 - Nov 2023 | 4 |
| Centaurus Financial Inc. | Anaheim, CA | Aug 2015 - Oct 2019 | 4 |
| Nylife Securities LLC | Kennewick, WA | Nov 2009 - Jun 2015 | 5 |
| New York Life Insur Co | Kennewick, WA | Jul 2009 - Jun 2015 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 2010 |
| S66 | NASAA Uniform Combined State Law Examination | Jan 2016 |
- WA
-
Total Assets Under Management479,794MILLIONS
-
Total Number of Accounts2,284,921ACCOUNTS
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Average Account Value$209,983
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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