Sean Compton, financial advisor Kennewick WA
73 score

Sean Compton

CRD Number: 5549372
Current Firm: Valic Financial Advisors, Inc.

Sean Compton (CRD# 5549372) is an Investment Advisor Representative working at Valic Financial Advisors, Inc. in Kennewick, WA and has over 6 years of experience in the finance industry.

Similar Advisors
Jay Freeman, financial advisor Kennewick WA
Jay M. Freeman
CRD# 6406327
Edward Jones
Score
98
Similar Advisors
James Anderson, financial advisor Kennewick WA
James A. Anderson
CRD# 4635384
D.a. Davidson & Company
Score
96
Similar Advisors
Steven Compton, financial advisor Kennewick WA
Steven L. Compton
CRD# 1087038
Valic Financial Advisors, Inc.
Score
96
Company Name Location Dates Years
Valic Financial Advisors, Inc. Seattle, WA Jul 2010 - Current 6
Kms Financial Services, Inc. Seattle, WA Jan 2010 - Jul 2010 < 1
Unemployed/travel West Richland, WA Jul 2009 - Jan 2010 < 1
Eastern Washington University Cheney, WA Sep 2008 - Jun 2009 < 1
Mackin & Little Spokane, WA Jun 2008 - Sep 2008 < 1
Eastern Washington Univesity Cheney, WA Sep 2007 - Jun 2008 < 1
Flour Hanfor/ Columbia Industries Richland, WA Jun 2007 - Sep 2007 < 1
Eastern Washington University Cheney, WA Sep 2006 - Jun 2007 < 1
Flour Hanford/columbia Industries Richland, WA Jun 2006 - Sep 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2010
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Sean S. Compton
Phone Number: 866-544-4968
Firm Website: http://www.valic.com
Registered State(s):
  • AK
  • OR
  • WA
By the Numbers
  • Total Assets Under Management
    22,665
    MILLIONS
  • Total Number of Accounts
    866,312
    ACCOUNTS
  • Average Account Value
    $26,163
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
73

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.