Sean Compton, financial advisor Kennewick WA
73 score

Sean Compton

CRD Number: 5549372
Current Firm: Valic Financial Advisors, Inc.

Sean Compton (CRD# 5549372) is an Investment Advisor Representative working at Valic Financial Advisors, Inc. in Kennewick, WA and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Valic Financial Advisors, Inc. Seattle, WA Jul 2010 - Current 7
Kms Financial Services, Inc. Seattle, WA Jan 2010 - Jul 2010 < 1
Unemployed/travel West Richland, WA Jul 2009 - Jan 2010 < 1
Eastern Washington University Cheney, WA Sep 2008 - Jun 2009 < 1
Mackin & Little Spokane, WA Jun 2008 - Sep 2008 < 1
Eastern Washington Univesity Cheney, WA Sep 2007 - Jun 2008 < 1
Flour Hanfor/ Columbia Industries Richland, WA Jun 2007 - Sep 2007 < 1
Eastern Washington University Cheney, WA Sep 2006 - Jun 2007 < 1
Flour Hanford/columbia Industries Richland, WA Jun 2006 - Sep 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2010
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Sean S. Compton
Phone Number: 866-544-4968
Firm Website: http://www.valic.com
Registered State(s):
  • AK
  • OR
  • WA
By the Numbers
  • Total Assets Under Management
    22,665
    MILLIONS
  • Total Number of Accounts
    866,312
    ACCOUNTS
  • Average Account Value
    $26,163
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
73

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