John Chiappetta, financial advisor Antioch IL

John Chiappetta

CRD Number: 4684789
Current Firm: Cetera Investment Advisers LLC

John Chiappetta (CRD# 4684789) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Antioch, IL and has over 20 years of experience in the finance industry. John Chiappetta has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Cetera Investment Advisers LLC Schaumburg, IL Jun 2023 - Current < 1
Cetera Advisor Networks LLC El Segundo, CA Feb 2022 - Current 2
Kaizen Financial Partners Kenosha, WI Feb 2022 - Current 2
Kaizen LP Kenosha, WI Jan 2022 - Current 2
Kaizen Management Inc. Kenosha, WI Jan 2022 - Current 2
Scl Ii Cpa Pl Kenosha, WI Oct 2019 - Current 4
Scl Cpa Pl Kenosha, WI Oct 2017 - Current 6
Root Hg Inc. Kenosha, WI Jan 2017 - Current 7
Southport Financial Center LLC Kenosha, WI Jul 2016 - Current 7
Gb Road LLC Kenosha, WI Jul 2016 - Current 7
Cambridge Investment Research, Inc. Fairfield, IA Feb 2016 - Feb 2022 6
Cambridge Investment Research Advisors, Inc. Fairfield, IA Feb 2016 - Feb 2022 6
Rpc Of Wi Inc. Kenosha, WI Feb 2016 - Feb 2022 6
Ausdal Financial Partners, Inc. Davenport, IA Apr 2011 - Feb 2016 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2003
Contact Info for John L. Chiappetta
Phone Number: 888-528-2987
Registered State(s):
  • IL
  • TX
  • WI
By the Numbers
  • Total Assets Under Management
    33,356
    MILLIONS
  • Total Number of Accounts
    176,986
    ACCOUNTS
  • Average Account Value
    $188,469
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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