William Sparks, financial advisor Kenosha WI

William Sparks

CRD Number: 2703258
Current Firm: Raymond James & Associates, Inc.

William Sparks (CRD# 2703258) is an Investment Advisor Representative working at Raymond James & Associates, Inc. in Kenosha, WI and has over 28 years of experience in the finance industry. William Sparks has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Raymond James & Associates, Inc. Kenosha, WI Aug 2016 - Current 7
Wells Fargo Advisors LLC Kenosha, WI May 2009 - Aug 2016 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1996
S66 NASAA Uniform Combined State Law Examination Nov 2001
Contact Info for William T. Sparks
Phone Number: 727-567-1000
Registered State(s):
  • TX
  • WI
By the Numbers
  • Total Assets Under Management
    350,042
    MILLIONS
  • Total Number of Accounts
    992,551
    ACCOUNTS
  • Average Account Value
    $352,669
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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