Peter Huminski, financial advisor Kernersville NC
86 score

Peter Huminski

CRD Number: 4591190
Current Firm: Independent Advisor Alliance, LLC
Peter Huminski (CRD# 4591190) is an Investment Advisor Representative working at Independent Advisor Alliance, LLC in Kernersville, NC and has over 13 years of experience in the finance industry.
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Professional Designations
Company Name Location Dates Years
Lpl Financial LLC Kernersville, NC May 2014 - Current 2
Independent Advisor Alliance, LLC Kernersville, NC May 2014 - Current 2
Wells Fargo Advisors LLC Greensboro, NC May 2012 - May 2014 2
Suntrust Banks, Inc. Winston-salem, NC Apr 2006 - May 2012 6
Suntrust Investment Services, Inc. Atlanta, GA Oct 2005 - May 2012 6
BB&T Wealth Management Winston Salem, NC Sep 2002 - Oct 2005 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2002
S65 NASAA Investment Advisors Law Examination Mar 2005
S7 General Securities Representative Examination (GS) Nov 2005
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Peter T. Huminski
By the Numbers
  • Total Assets Under Management
    907
    MILLIONS
  • Total Number of Accounts
    5,094
    ACCOUNTS
  • Average Account Value
    $178,007
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, NE, NH, NJ, NM, NV, NY, OH, OR, PA, PR, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV

Firm Disclaimer:

Securities offered through LPL Financial, Member FINRA / SIPC. Investment advice offered through Independent Advisor Alliance, a registered investment advisor. Independent Advisor Alliance and Thorium Wealth Management are separate entities from LPL Financial. The LPL Financial Registered Representatives associated with this site may only discuss and/or transact securities business with residents with the following states: NC, GA, and FL.

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BADGES
86
Verified Page
Data verified by both the advisor and the public regulatory data.

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