CRD# 5145179
Spartan Planning Group
Score
103
CRD# 4505233
Tarheel Advisors, LLC
Score
103
CRD# 2639709
Triad Financial Advisors, Inc.
Score
103
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Kernersville, NC | May 2014 - Current | 4 |
| Independent Advisor Alliance, LLC | Kernersville, NC | May 2014 - Current | 4 |
| Wells Fargo Advisors LLC | Greensboro, NC | May 2012 - May 2014 | 2 |
| Suntrust Banks, Inc. | Winston-salem, NC | Apr 2006 - May 2012 | 6 |
| Suntrust Investment Services, Inc. | Atlanta, GA | Oct 2005 - May 2012 | 6 |
| BB&T Wealth Management | Winston Salem, NC | Sep 2002 - Oct 2005 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2002 |
| S65 | NASAA Investment Advisors Law Examination | Mar 2005 |
| S7 | General Securities Representative Examination (GS) | Nov 2005 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.
Reported Disclosure Event:- Financial Issue
- NC
- FL
- VA
- GA
-
Total Assets Under Management2,743MILLIONS
-
Total Number of Accounts13,070ACCOUNTS
-
Average Account Value$209,861
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, NE, NH, NJ, NM, NV, NY, OH, OR, PA, PR, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV
Securities offered through LPL Financial, Member FINRA / SIPC. Investment advice offered through Independent Advisor Alliance, a registered investment advisor. Independent Advisor Alliance and Thorium Wealth Management are separate entities from LPL Financial. The LPL Financial Registered Representatives associated with this site may only discuss and/or transact securities business with residents with the following states: NC, GA, and FL.
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.