Peter HuminskiCRD Number: 4591190
Current Firm: Independent Advisor Alliance, LLC
Spartan Planning Group
Tarheel Advisors, LLC
Triad Financial Advisors, Inc.
|Lpl Financial LLC||Kernersville, NC||May 2014 - Current||4|
|Independent Advisor Alliance, LLC||Kernersville, NC||May 2014 - Current||4|
|Wells Fargo Advisors LLC||Greensboro, NC||May 2012 - May 2014||2|
|Suntrust Banks, Inc.||Winston-salem, NC||Apr 2006 - May 2012||6|
|Suntrust Investment Services, Inc.||Atlanta, GA||Oct 2005 - May 2012||6|
|BB&T Wealth Management||Winston Salem, NC||Sep 2002 - Oct 2005||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2002|
|S65||NASAA Investment Advisors Law Examination||Mar 2005|
|S7||General Securities Representative Examination (GS)||Nov 2005|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management2,743MILLIONS
Total Number of Accounts13,070ACCOUNTS
Average Account Value$209,861
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, NE, NH, NJ, NM, NV, NY, OH, OR, PA, PR, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV
Securities offered through LPL Financial, Member FINRA / SIPC. Investment advice offered through Independent Advisor Alliance, a registered investment advisor. Independent Advisor Alliance and Thorium Wealth Management are separate entities from LPL Financial. The LPL Financial Registered Representatives associated with this site may only discuss and/or transact securities business with residents with the following states: NC, GA, and FL.
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