Roland YoungCRD Number: 1177809
Current Firm: Edward Jones
Roland Young (CRD# 1177809) is an Investment Advisor Representative working at Edward Jones in Kewanee, IL and has over 26 years of experience in the finance industry.
Investment Centers Of America, Inc.
Lpl Financial LLC
Principal Securities, Inc.
|Edward D. Jones & Company, LP||Kewanee, IL||Dec 1997 - Current||20|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1991|
|S66||NASAA Uniform Combined State Law Examination||Jan 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management140,424MILLIONS
Total Number of Accounts777,048ACCOUNTS
Average Account Value$180,715
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)