Steven LynchCRD Number: 3089723
Current Firm: Investment Centers Of America, Inc.
Steven Lynch (CRD# 3089723) is an Investment Advisor Representative working at Investment Centers Of America, Inc. in Kewanee, IL and has over 19 years of experience in the finance industry.
Investment Centers Of America, Inc.
Lpl Financial LLC
Principal Securities, Inc.
|Investment Centers Of America||Kewanee, IL||Nov 2013 - Current||4|
|P R Wealth Management Group, Inc.||East Moline, IL||Mar 2009 - Nov 2013||4|
|Cetera Financial Specialists LLC||Schaumburg, IL||Feb 2009 - Nov 2013||4|
|Northwestern Mutual Investment Services, LLC||Moline, IL||May 2003 - Jan 2009||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1998|
|S65||NASAA Investment Advisors Law Examination||Aug 1998|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
- Criminal Record
Total Assets Under Management3,133MILLIONS
Total Number of Accounts23,134ACCOUNTS
Average Account Value$135,424
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV