Keith Miller (CRD# 2081359) is an Investment Advisor Representative working at Vestech Asset Management Inc. in Kings Mountain, NC and has over 33 years of experience in the finance industry.
CRD# 6172815
Edward Jones
CRD# 3088936
Vanguard Advisers, Inc.
CRD# 6447420
Bna Wealth
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Vestech Securities, Inc. | St Louis, MO | Aug 2017 - Current | 6 |
| First Allied Advisory Services, Inc. | Chesterfield, MO | Jul 2012 - May 2017 | 4 |
| First Allied Securities, Inc. | San Diego, CA | Aug 2007 - May 2017 | 9 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1990 |
| S65 | NASAA Investment Advisors Law Examination | Aug 1998 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NC
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Total Assets Under Management82MILLIONS
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Total Number of Accounts303ACCOUNTS
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Average Account Value$272,038
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
CT, IL, KS, MI, MO, NC, PA, TX
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