Peter Roth (CRD# 1201110) is an Investment Advisor Representative working at Roth Financial Partners LLC in Kingwood, TX and has over 40 years of experience in the finance industry. Peter Roth has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2390431
The Goff Financial Group
CRD# 2687188
Hightower Advisors, LLC
CRD# 5462249
Nxt:gen Financial Planning
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Roth Financial Partners LLC | Kingwood, TX | Aug 2020 - Current | 3 |
| Raymond James Financial Services | Kingwood, TX | May 2010 - Aug 2020 | 10 |
| Roth Financial Partners, LLC | Kingwood, TX | May 2010 - Aug 2020 | 10 |
| Raymond James Financial Services Advisors | Kingwood, TX | May 2010 - Aug 2020 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1983 |
- TX
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Total Assets Under Management363MILLIONS
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Total Number of Accounts721ACCOUNTS
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Average Account Value$503,432
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
FL, IL, LA, NC, TX
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