Mark Conway, financial advisor Kinston NC

Mark Conway

CRD Number: 2224993
Current Firm: Cambridge Investment Research Advisors, Inc.

Mark Conway (CRD# 2224993) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Kinston, NC and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Cambridge Investment Research, Inc. Fairfield, IA May 2016 - Current 7
Cambridge Investment Research Advisors, Inc. Fairfield, IA May 2016 - Current 7
Conway & Co Inc. Kinston, NC Dec 1981 - Current 42
Intersecurities, Inc. Kinston, NC Mar 1992 - May 2016 24
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1992
S65 NASAA Investment Advisors Law Examination Apr 2011
Contact Info for Mark R. Conway
Phone Number: 641-472-5100
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    82,428
    MILLIONS
  • Total Number of Accounts
    461,370
    ACCOUNTS
  • Average Account Value
    $178,659
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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