Kathleen Miller, financial advisor Kirkland WA
96 score

Kathleen Miller

CRD Number: 1019357
Current Firm: Miller Advisors, Inc.

Kathleen Miller (CRD# 1019357) is an Investment Advisor Representative working at Miller Advisors, Inc. in Kirkland, WA and has over 30 years of experience in the finance industry. Kathleen Miller has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Publish Fair Share Divorce For Women Book Kirkland, WA Sep 2005 - Current 11
Miller Advisors, Inc. Kirkland, WA Feb 1992 - Current 24
Registered Investment Advisor Kirkland, WA Feb 1992 - Current 24
Raymond James Financial Services, Inc. Kirkland, WA Feb 1992 - Oct 2006 14
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1986
S65 NASAA Investment Advisors Law Examination Mar 1992
Contact Info for Kathleen A. Miller
Phone Number: 425-822-8122
Registered State(s):
  • WA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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