Ramon JorgeCRD Number: 3063806
Current Firm: J.p. Morgan Securities LLC
Ramon Jorge (CRD# 3063806) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Kissimmee, FL and has over 12 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
American Financial Advisors Inc.
|J.p. Morgan Securities LLC||Orlando, FL||Oct 2012 - Current||5|
|Chase Investment Services Corp||Kissimmee, FL||Mar 2010 - Oct 2012||2|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Orlando, FL||Oct 2009 - Mar 2010||< 1|
|Banc Of America Investment Services, Inc.||Ft. Lauderdale, FL||Dec 2004 - Mar 2010||5|
|Banc Of America Insurance Services, Inc.||Winter Haven, FL||Dec 2004 - Mar 2010||5|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jan 2005|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management70,743MILLIONS
Total Number of Accounts344,720ACCOUNTS
Average Account Value$205,219
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV