Brian Rothert, financial advisor Knightdale NC
96 score

Brian Rothert

CRD Number: 5295610
Current Firm: State Farm Investment Management Corp.

Brian Rothert (CRD# 5295610) is an Investment Advisor Representative working at State Farm Investment Management Corp. in Knightdale, NC and has over 9 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
State Farm Investment Management Corp Knightdale, NC May 2013 - Current 3
State Farm Vp Management Corp Knightdale, NC Jan 2008 - Current 8
Brian Rothert Insurance Agency Knightdale, NC Jan 2008 - Current 8
State Farm Insurance Raleigh, NC Feb 2007 - Dec 2007 < 1
State Farm Vp Management Corp Raleigh, NC Feb 2007 - Dec 2007 < 1
State Farm Insurance Raleigh, NC Mar 2001 - Feb 2007 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2007
Contact Info for Brian D. Rothert
Phone Number: 800-447-0740
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    20,243
    MILLIONS
  • Total Number of Accounts
    28
    ACCOUNTS
  • Average Account Value
    $722,957,698
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for investment companies (as well as "business development companies")
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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