Carolyn Wilson, financial advisor Knoxville TN
66 score

Carolyn Wilson

CRD Number: 5940593
Current Firm: Invest Financial Corporation

Carolyn Wilson (CRD# 5940593) is an Investment Advisor Representative working at Invest Financial Corporation in Knoxville, TN and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Invest Financial Corp Tampa, FL Oct 2014 - Current 2
Ornl Federal Credit Union Knoxville, TN May 2011 - Current 5
Invest Financial Corp Tampa, FL Nov 2012 - Oct 2014 1
Invest Financial Corporation Tampa, FL May 2012 - Nov 2012 < 1
Cuna Brokerage Services Knoxville, TN May 2011 - May 2012 1
Unemployed/student At Pellissippi State Community College Powell, TN Jun 2010 - May 2011 < 1
Referral Exchange Organization Knoxville, TN Jan 2009 - Jun 2010 1
Target Knox Business Solutions Knoxville, TN Jul 2008 - Jan 2009 < 1
Money Mailer Of Knoxville Knoxville, TN Apr 2007 - Jul 2008 1
Walgreens Knoxville, TN Aug 1999 - Jul 2007 7
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Carolyn A. Wilson
Phone Number: (813) 880-5300
Registered State(s):
  • TN
By the Numbers
  • Total Assets Under Management
    4,432
    MILLIONS
  • Total Number of Accounts
    31,513
    ACCOUNTS
  • Average Account Value
    $140,649
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
66

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