Coby Harper (CRD# 1073666) is an Investment Advisor Representative working at Lion Street Advisors, LLC in Sevierville, TN and has over 41 years of experience in the finance industry.
CRD# 4511877
Ubs Financial Services Inc.
CRD# 3081345
Alexander Advisory Services, LLC
CRD# 2266008
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Tristar Strategic Group, LLC | Sevierville, TN | Jul 2018 - Current | 5 |
| Lion Street Financial | Austin, TX | Jul 2018 - Current | 5 |
| Lion Street Advisor | Austin, TX | Jul 2018 - Current | 5 |
| The Benefits Group, LLC | Knoxville, TN | Apr 2012 - Jul 2018 | 6 |
| M Holding Securities, Inc. | Portland, OR | Apr 2012 - Jul 2018 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Feb 1999 |
| S63 | Uniform Securities State Law Examination | Mar 1983 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- TN
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Total Assets Under Management2,342MILLIONS
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Total Number of Accounts7,526ACCOUNTS
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Average Account Value$311,185
- A percentage of assets under your management
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