Dieter Bergner, financial advisor Knoxville TN
96 score

Dieter Bergner

CRD Number: 1994381
Current Firm: Wmg Financial Advisors, LLC

Dieter Bergner (CRD# 1994381) is an Investment Advisor Representative working at Wmg Financial Advisors, LLC in Knoxville, TN and has over 26 years of experience in the finance industry. Dieter Bergner has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Spencer Hall, financial advisor Knoxville TN
Spencer S. Hall
CRD# 5821183
Retirement Planning Services, LLC
Score
100
Similar Advisors
Thomas Siler Jr., financial advisor Knoxville TN
Thomas A. Siler Jr.
CRD# 2708775
Ubs Financial Services Inc.
Score
100
Similar Advisors
Michael Cox, financial advisor Knoxville TN
Michael E. Cox
CRD# 2129658
Cw Securities, LLC
Score
98
Professional Designations
Company Name Location Dates Years
Proequities Inc. Knoxville, TN Dec 2017 - Current < 1
Dba - Wmg Financial Advisors Knoxville, TN Nov 2016 - Current 1
Wmg Financial Services Knoxville, TN Jan 1990 - Current 28
Lincoln Financial Securities Corp Knoxville, TN Jan 2014 - Dec 2017 3
Lincoln Financial Securities Corporation Knoxville, TN Sep 2002 - Dec 2017 15
Independent Advisers Group Corp. Knoxville, TN Dec 2005 - Jul 2014 8
Jefferson Pilot Securities Corporation Knoxville, TN Sep 2002 - Jul 2008 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1991
Contact Info for Dieter W. Bergner
Phone Number: (865) 288-5000
Registered State(s):
  • TN
By the Numbers
  • Total Assets Under Management
    34
    MILLIONS
  • Total Number of Accounts
    121
    ACCOUNTS
  • Average Account Value
    $280,992
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
Types of Clients
Registered States

TN

Ready to hire a financial advisor? Get competitive proposals from Dieter Bergner and other advisors.
BADGES
96
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.