D Bergner, financial advisor Knoxville TN

D Bergner

CRD Number: 1994381
Current Firm: Wmg Financial Advisors, LLC

D Bergner (CRD# 1994381) is an Investment Advisor Representative working at Wmg Financial Advisors, LLC in Knoxville, TN and has over 32 years of experience in the finance industry. D Bergner has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Bradley Adams, financial advisor Knoxville TN
Bradley N. Adams
CRD# 5686846
Primerica Advisors
Similar Advisors
Mary Adkins, financial advisor Knoxville TN
Mary L. Adkins
CRD# 4511877
Ubs Financial Services Inc.
Similar Advisors
Robert Ahler, financial advisor Knoxville TN
Robert P. Ahler
CRD# 2790169
Silver Oak Securities, Inc.
Professional Designations
Company Name Location Dates Years
Dba - Wmg Financial Advisors Knoxville, TN Nov 2016 - Current 7
Wmg Financial Services Knoxville, TN Jan 1990 - Current 34
Concourse Financial Group Securities, Inc. Knoxville, TN Dec 2017 - Jun 2022 4
Lincoln Financial Securities Corp Knoxville, TN Jan 2014 - Dec 2017 3
Lincoln Financial Securities Corporation Knoxville, TN Sep 2002 - Dec 2017 15
Independent Advisers Group Corp. Knoxville, TN Dec 2005 - Jul 2014 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1991
Contact Info for D W. Bergner
Phone Number: (865) 290-4000
Firm Website: https://www.wmgfa.com
Registered State(s):
  • FL
  • GA
  • TN
By the Numbers
  • Total Assets Under Management
    523
    MILLIONS
  • Total Number of Accounts
    1,443
    ACCOUNTS
  • Average Account Value
    $362,520
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AL, FL, GA, KY, LA, MS, NC, TN, TX

Ready to hire a financial advisor? Get competitive proposals from D Bergner and other advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.