James Slagle, financial advisor Knoxville TN
93 score

James Slagle

CRD Number: 6035221
Current Firm: Rather & Kittrell, Inc.

James Slagle (CRD# 6035221) is an Investment Advisor Representative working at Rather & Kittrell, Inc. in Knoxville, TN and has over 4 years of experience in the finance industry. James Slagle has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Rather & Kittrell, Inc. Knoxville, TN Jul 2012 - Current 4
Securities Service Network Knoxville, TN Feb 2012 - Current 5
Unemployed Knoxville, TN Jul 2011 - Feb 2012 < 1
Patriot Investment Managment Knoxville, TN Jun 2011 - Jul 2011 < 1
Unemployed Knoxville, TN Jul 2010 - Jun 2011 < 1
Dominion Management Group Knoxville, TN Feb 2009 - Jul 2010 1
The Tool Crib Inc. Knoxville, TN Jun 2004 - Feb 2009 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2012
Contact Info for James F. Slagle
Phone Number: 865-218-8400
Firm Website: http://www.rkcapital.com
Registered State(s):
  • TN
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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