Joan BunnCRD Number: 1078821
Current Firm: Regions Investment Management, Inc.
Joan Bunn (CRD# 1078821) is an Investment Advisor Representative working at Regions Investment Management, Inc. in Knoxville, TN and has over 35 years of experience in the finance industry.
Retirement Planning Services, LLC
Ubs Financial Services Inc.
Cw Securities, LLC
|Morgan Stanley Smith Barney||Knoxville, TN||Jun 2012 - Current||5|
|None||Knoxville, TN||Jun 2011 - Jun 2012||1|
|Morgan Asset Management, Inc.||Knoxville, TN||Jan 2008 - Jun 2011||3|
|Amsouth Investment Services, Inc.||Knoxville, TN||Jun 2000 - Jan 2008||7|
|Amsouth Bank||Knoxville, TN||Feb 2000 - Jan 2008||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1983|
|S66||NASAA Uniform Combined State Law Examination||Sep 2012|
Total Assets Under Management9,743MILLIONS
Total Number of Accounts3ACCOUNTS
Average Account Value$3,247,660,699
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
AL, AR, FL, GA, IA, IL, IN, KY, LA, MA, MD, MN, MO, MS, NC, NH, NJ, NY, PA, SC, TN, TX, UT, VA